Understanding securities law
- Responsibility
- Marc I. Steinberg.
- Edition
- Seventh edition.
- Publication
- Durham, North Carolina : Carolina Academic Press, [2018]
- Copyright notice
- ©2018
- Physical description
- xxxi, 552 pages ; 26 cm.
- Series
- Understanding series (New York, N.Y.)
Available online
At the library
Law Library (Crown)
Eyles aisle
| Call number | Note | Status |
|---|---|---|
| KF1440 .S74 2018 | CHECKEDOUT |
More options
Description
Creators/Contributors
- Author/Creator
- Steinberg, Marc I. author.
Contents/Summary
- Bibliography
- Includes bibliographical references and index.
- Contents
-
- Introduction
- Definition of a "security"
- Issuer exemptions from registration
- The registration process
- Disclosure, materiality, and the Sarbanes-Oxley and Dodd-Frank Acts
- Resales and reorganizations
- Due diligence and Securities Act liability
- Section 10(b) and related issues
- Alternative remedies
- Secondary liability
- Issuer affirmative disclosure obligations
- Insider trading
- Broker-dealer regulation
- Corporate control acquisitions and contests
- SEC enforcement.
- Summary
- "The seventh edition of [this book] provides...coverage of the federal securities laws, including legislative, judicial, and SEC pronouncements. Additions to the new edition include the 2015 congressional legislation (the FAST Act), SEC rule-making with respect to capital raising, and important U.S. Supreme Court decisions."-- Publisher's website.
Subjects
Bibliographic information
- Publication date
- 2018
- Title variation
- Securities law
- Series
- Carolina Academic Press understanding series
- Other edition
- Revision of: Steinberg, Marc I. Understanding securities law. Sixth Edition. New Providence, NJ : LexisNexis, [2014] ( 9781422482223 )
- ISBN
- 9781531001445 (alk. paper)
- 1531001440 (alk. paper)
- 9781531001469 (e-ISBN)
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