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Book
xxxvii, 1,063 p. ; 26 cm.
  • An overview of securities litigation and enforcement
  • Section 10(b) of the Exchange Act and Rule 10b-5
  • Liability under the Securities Act for material misstatements, omissions, and fraudulent conduct
  • Proxy fraud : Section 14(a) of the Exchange Act and Rule 14a-9
  • Tender offer fraud : Section 14(d) of the Exchange Act
  • Securities class actions
  • Insider trading
  • Market manipulation
  • SEC enforcement of the federal securities laws
  • Enforcement issues involving issues attorneys and accountants
  • Criminal enforcement
  • International securities fraud
  • Securities arbitration.
Law Library (Crown)
LAW-1026-01
Journal/Periodical
v. ; 25 cm.
Law Library (Crown)
LAW-1026-01, LAW-559-01