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Book
volume (loose-leaf) : forms ; 26 cm
  • Overview of the Securities Act of 1933 and the Integrated Disclosure System
  • Syndicate procedures and underwriting documents
  • Initial public offerings
  • Trading restrictions during distributions
  • Liabilities and due diligence
  • FINRA rules applicable to securities offerings
  • Private placements
  • Shelf registration (Rule 415)
  • International securities offerings
  • Commercial paper
  • Innovative financing techniques
  • Convertible and exchangeable securities; structured notes; warrants
  • Transactions with securityholders: stock repurchases, debt restructurings and rights offerings and rescission offers
  • Asset-backed securities
  • Insurance-linked securities.
Law Library (Crown)
LAW-1023-01
Book
2 v. (loose-leaf) : forms ; 26 cm.
Law Library (Crown)
LAW-1023-01, LAW-452-01